Compliance role/person at Company (e.g., AT&T)

 

Peter, Compliance Manager

Persona name

Peter

Persona name

Peter

Persona role

Compliance Manager

 Demographic information

Age

40

Gender

Male

Education level

Bachelor’s Degree

Residential environment

Urban

 Personal quote

 Biography

Peter is a 40-year-old Compliance Manager living in Seattle, WA. Peter has been working in the fintech industry for the past 10 years and is responsible for ensuring his company complies with all applicable laws, regulations, and internal standards. He is great at identifying and assessing risks and is committed to ensuring his company is compliant.

Professional goals

Motivators

Professional goals

Motivators

  • Peter wands to build a strong company compliance culture.

  • He wants to developed and implement new compliance programs to ensure the company is compliant with all applicable laws, regulations, and internal standards.

  • Peter has a passion for compliance.

  • He is enjoys challenges, and has a strong sens of duty and responsibility.

  • He has a desire to protect consumers from financial harm.

Challenges

Sources of information

  • Peter finds it challenging to ensure his company can keep pace with the ever-changing regulatory landscape.

  • The risk of fines or penalizations for non-compliance.

  • The pressure to keep up with the latest compliance trends and meet deadlines

  • The need to balance compliance with business needs

  • Legal and compliance experts

  • Peers in the compliance field

  • Industry associations

  • Regulatory websites and publications