Audit Staff (Associate/Senior)

Owned by Steven Piliero
Last updated: May 20, 2024
2 min read

Name: Jessica "Jess" Liu

Age: 26

Education: Master's in Accounting from University of North Carolina, B.S. in Finance from Pennsylvania State University

Professional Background:

  • 2-4 years of experience in public accounting, with a focus on audit and assurance services.

  • Focus areas: Executing audit procedures, preparing workpapers, conducting fieldwork, and testing internal controls.

  • Previous roles: Audit Associate at a Big Four accounting firm, Staff Accountant at a regional accounting firm.

  • Special certifications or skills: CPA candidate (actively pursuing certification), proficient in audit software and data analysis tools.

Industry: Accounting and Audit

Responsibilities:

  • Execute audit procedures under the supervision of Audit Managers and Seniors.

  • Prepare clear and concise audit workpapers that document the work performed and support audit conclusions.

  • Conduct fieldwork at client sites, including interviewing client personnel, testing internal controls, and reviewing financial records.

  • Identify and communicate potential audit issues and control deficiencies to supervisors.

  • Contribute to the preparation of audit reports and other deliverables.

Goals:

  • Develop strong audit skills and knowledge through hands-on experience and continuous learning.

  • Gain exposure to a variety of industries and audit areas.

  • Build strong relationships with colleagues and clients.

  • Progress in their career and achieve professional certifications (e.g., CPA).

Challenges:

  • Balancing multiple audit assignments with tight deadlines.

  • Adapting to different client environments and industries.

  • Dealing with complex accounting and audit concepts.

  • Communicating effectively with clients and senior team members.

Motivations:

  • Gaining valuable experience in the audit profession and building a foundation for a successful career.

  • Learning from experienced colleagues and mentors.

  • Contributing to the team's success and delivering high-quality client audit services.

  • Making a positive impact on the accuracy and reliability of financial reporting.

Tech-Savviness:

  • Proficient in using audit software (e.g., ACL, IDEA), Microsoft Office suite, and data analysis tools.

  • Adaptable to new technologies and eager to learn new tools and techniques.

  • Open to using technology to improve audit efficiency and effectiveness.

Behavioral Traits:

  • Detail-oriented and organized, with a focus on accuracy and quality.

  • Eager to learn and willing to take on new challenges.

  • Team player and collaborative, able to work effectively with colleagues and clients.

  • Strong work ethic and commitment to meeting deadlines.

  • Inquisitive, seeking to understand the underlying reasons behind financial transactions and events.

Sources of Information:

  • Professional auditing standards and guidelines (e.g., PCAOB, AICPA).

  • Internal training materials and resources provided by the firm.

  • Mentorship and guidance from senior colleagues.

  • Online resources and forums for audit professionals.

Quote:

"I'm excited about the opportunity to learn and grow in the audit profession. By working on diverse engagements and collaborating with experienced colleagues, I can develop the skills and knowledge needed to make a meaningful contribution to the field."

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